Financial Services Advisory & Regulatory Support
Knowledge | Expertise | Experience
FS ADVISORY
Our Financial Advisory Services include:
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Start-up Consulting
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Registration and Authorization Support in FCA, SEC, SFC, MAS and AMF, and many others
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FCA regulation for consultants/arrangers
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Compliance Design, Compliance Policies, Compliance Procedures
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Regulation and Tax Advisory
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Capital and Liquidity Forecasts
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Business modeling incorporations
Compliance
Compliance Consulting Services include:
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International Level Regulation
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Thematic Compliance overviews
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Compliance System Overview
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Various types of checks, including Mock Regulatory checks
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On-site visits, exams, and law enforcement investigations
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Customer reviews about employees
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Cyber security and its assessment
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Financial and regulatory documents/reporting
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Consultations on the preparation of regulatory changes
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Regulatory Update Notifications
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Regulatory staff training
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Secondment to compliance and regulatory responsibilities
Need more details? Contact us
Request a consult now